<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/13?registers=between Sat, 19 Jul 2025 22:12:26 -0700 Sat, 19 Jul 2025 22:12:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/13?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00373.html https://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00373.html Mon, 13 Jan 2020 00:00:00 -0800 2020-00373 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-13/pdf/2020-00373.pdf Notice - Kayne Anderson MLP/Midstream Investment Company, et al. https://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00312.html https://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00312.html Mon, 13 Jan 2020 00:00:00 -0800 2020-00312 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-13/pdf/2020-00312.pdf Notice - Adjustments to Civil Monetary Penalty Amounts https://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00306.html https://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00306.html Mon, 13 Jan 2020 00:00:00 -0800 2020-00306 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-13/pdf/2020-00306.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Regarding the Floor Broker Prepayment Program https://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00264.html https://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00264.html Mon, 13 Jan 2020 00:00:00 -0800 2020-00264 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-13/pdf/2020-00264.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Regarding Fees Charged Under the Market Maker Sliding Scale https://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00263.html https://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00263.html Mon, 13 Jan 2020 00:00:00 -0800 2020-00263 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-13/pdf/2020-00263.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Regarding the Floor Broker Prepayment Program https://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00262.html https://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00262.html Mon, 13 Jan 2020 00:00:00 -0800 2020-00262 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-13/pdf/2020-00262.pdf