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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/03?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/03?registers=between
Notice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28540.html
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28540.htmlFri, 03 Jan 2020 00:00:00 -08002019-28540Noticehttps://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28540.pdfNotice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28480.html
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28480.htmlFri, 03 Jan 2020 00:00:00 -08002019-28480Noticehttps://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28480.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt NYSE Arca Rule 8.602-E To Permit the Listing and Trading of Actively Managed Solution Shares and To List and Trade Two Series of Actively Managed Solution Shares Issued by the American Century ETF Trust Under Proposed NYSE Arca Rule 8.602-E
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28415.html
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28415.htmlFri, 03 Jan 2020 00:00:00 -08002019-28415Noticehttps://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28415.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Exchange's All-Inclusive Annual Listing Fees for Exchange Traded Products
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28414.html
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28414.htmlFri, 03 Jan 2020 00:00:00 -08002019-28414Noticehttps://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28414.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt NYSE Arca Rule 8.602-E To Permit the Listing and Trading of Actively Managed Solution Shares and To List and Trade Shares of the Natixis ETF Under Proposed NYSE Arca Rule 8.602-E
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28413.html
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28413.htmlFri, 03 Jan 2020 00:00:00 -08002019-28413Noticehttps://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28413.pdfNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of a Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC as a Facility of the Exchange
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28412.html
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28412.htmlFri, 03 Jan 2020 00:00:00 -08002019-28412Noticehttps://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28412.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt NYSE Arca Rule 8.601-E To Permit the Listing and Trading of Managed Portfolio Securities and To List and Trade Four Series of Managed Portfolio Securities Issued by T. Rowe Price Exchange-Traded Funds, Inc. Under Proposed NYSE Arca Rule 8.601-E
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28411.html
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28411.htmlFri, 03 Jan 2020 00:00:00 -08002019-28411Noticehttps://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28411.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List Shares of the ARK Genomic Revolution ETF and ARK Autonomous Technology and Robotics ETF Under Rule 14.11(i), Managed Fund Shares
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28362.html
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28362.htmlFri, 03 Jan 2020 00:00:00 -08002019-28362Noticehttps://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28362.pdfNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .01 of Rule 2.4 To Allow the Exchange To Provide Annual Notification to Individual Members That Are Subject to Paragraph (b) of Rule 2.4
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28361.html
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28361.htmlFri, 03 Jan 2020 00:00:00 -08002019-28361Noticehttps://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28361.pdfNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28360.html
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28360.htmlFri, 03 Jan 2020 00:00:00 -08002019-28360Noticehttps://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28360.pdfNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28349.html
https://regulations.justia.com/regulations/fedreg/2020/01/03/2019-28349.htmlFri, 03 Jan 2020 00:00:00 -08002019-28349Noticehttps://www.govinfo.gov/content/pkg/FR-2020-01-03/pdf/2019-28349.pdf