<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/02?registers=between Thu, 23 May 2024 03:22:25 -0700 Thu, 23 May 2024 03:22:25 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2020/01/02?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28320.html https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28320.html Thu, 02 Jan 2020 00:00:00 -0800 2019-28320 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-02/pdf/2019-28320.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28319.html https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28319.html Thu, 02 Jan 2020 00:00:00 -0800 2019-28319 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-02/pdf/2019-28319.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28318.html https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28318.html Thu, 02 Jan 2020 00:00:00 -0800 2019-28318 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-02/pdf/2019-28318.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28317.html https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28317.html Thu, 02 Jan 2020 00:00:00 -0800 2019-28317 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-02/pdf/2019-28317.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add Certain Recently Adopted Trading Rules To the List of Minor Rule Violations in Rule 9217 https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28278.html https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28278.html Thu, 02 Jan 2020 00:00:00 -0800 2019-28278 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-02/pdf/2019-28278.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28277.html https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28277.html Thu, 02 Jan 2020 00:00:00 -0800 2019-28277 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-02/pdf/2019-28277.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Municipal Bonds https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28276.html https://regulations.justia.com/regulations/fedreg/2020/01/02/2019-28276.html Thu, 02 Jan 2020 00:00:00 -0800 2019-28276 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-02/pdf/2019-28276.pdf