<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/31?registers=between Sun, 22 Jun 2025 09:58:32 -0700 Sun, 22 Jun 2025 09:58:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/31?registers=between Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rule 14.11(m), Portfolio Fund Shares, and To List and Trade Shares of the Fidelity Value ETF, Fidelity Growth ETF, and Fidelity Opportunistic ETF, Each a Series of the Fidelity Beach Street Trust, Under Proposed Rule 14.11(m) https://regulations.justia.com/regulations/fedreg/2019/12/31/2019-28217.html https://regulations.justia.com/regulations/fedreg/2019/12/31/2019-28217.html Tue, 31 Dec 2019 00:00:00 -0800 2019-28217 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-31/pdf/2019-28217.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of the Proposed Rule Change To Amend FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) To Make Substantive, Organizational, and Terminology Changes, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2 https://regulations.justia.com/regulations/fedreg/2019/12/31/2019-28216.html https://regulations.justia.com/regulations/fedreg/2019/12/31/2019-28216.html Tue, 31 Dec 2019 00:00:00 -0800 2019-28216 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-31/pdf/2019-28216.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Allow the Exchange To Continue To List Classes of Options on the MSCI Emerging Markets Index After January 1, 2020 https://regulations.justia.com/regulations/fedreg/2019/12/31/2019-28215.html https://regulations.justia.com/regulations/fedreg/2019/12/31/2019-28215.html Tue, 31 Dec 2019 00:00:00 -0800 2019-28215 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-31/pdf/2019-28215.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services and Update Obsolete Text https://regulations.justia.com/regulations/fedreg/2019/12/31/2019-28212.html https://regulations.justia.com/regulations/fedreg/2019/12/31/2019-28212.html Tue, 31 Dec 2019 00:00:00 -0800 2019-28212 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-31/pdf/2019-28212.pdf