Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/31?limit=200&registers=between&mode=atom 2024-12-22T18:43:55-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/12/31/2019-28217.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rule 14.11(m), Portfolio Fund Shares, and To List and Trade Shares of the Fidelity Value ETF, Fidelity Growth ETF, and Fidelity Opportunistic ETF, Each a Series of the Fidelity Beach Street Trust, Under Proposed Rule 14.11(m) 2019-12-31T00:00:00-08:00 2019-12-31T00:00:00-08:00 2019-28217 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-31/pdf/2019-28217.pdf https://regulations.justia.com/regulations/fedreg/2019/12/31/2019-28216.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of the Proposed Rule Change To Amend FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) To Make Substantive, Organizational, and Terminology Changes, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2 2019-12-31T00:00:00-08:00 2019-12-31T00:00:00-08:00 2019-28216 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-31/pdf/2019-28216.pdf https://regulations.justia.com/regulations/fedreg/2019/12/31/2019-28215.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Allow the Exchange To Continue To List Classes of Options on the MSCI Emerging Markets Index After January 1, 2020 2019-12-31T00:00:00-08:00 2019-12-31T00:00:00-08:00 2019-28215 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-31/pdf/2019-28215.pdf https://regulations.justia.com/regulations/fedreg/2019/12/31/2019-28212.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services and Update Obsolete Text 2019-12-31T00:00:00-08:00 2019-12-31T00:00:00-08:00 2019-28212 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-31/pdf/2019-28212.pdf