<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/26?registers=between Sat, 19 Jul 2025 15:03:31 -0700 Sat, 19 Jul 2025 15:03:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/26?registers=between Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 967NY (Price Protection-Orders) https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27734.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27734.html Thu, 26 Dec 2019 00:00:00 -0800 2019-27734 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27734.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27733.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27733.html Thu, 26 Dec 2019 00:00:00 -0800 2019-27733 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27733.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the AdvisorShares Pure US Cannabis ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27732.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27732.html Thu, 26 Dec 2019 00:00:00 -0800 2019-27732 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27732.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(e) To Expand the Exchange's Existing Anti-Internalization Functionality and Make Conforming and Clarifying Changes to IEX Rule 11.190(e) and Other IEX Rules https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27731.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27731.html Thu, 26 Dec 2019 00:00:00 -0800 2019-27731 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27731.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE National Integrated Feed https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27730.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27730.html Thu, 26 Dec 2019 00:00:00 -0800 2019-27730 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27730.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27729.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27729.html Thu, 26 Dec 2019 00:00:00 -0800 2019-27729 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27729.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Relating to the MM FAANG Credit https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27728.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27728.html Thu, 26 Dec 2019 00:00:00 -0800 2019-27728 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27728.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend the Fees for NYSE Arca BBO and NYSE Arca Trades https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27726.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27726.html Thu, 26 Dec 2019 00:00:00 -0800 2019-27726 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27726.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Allow Certain Flexible Exchange Equity Options To Be Cash Settled https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27725.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27725.html Thu, 26 Dec 2019 00:00:00 -0800 2019-27725 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27725.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.60-O (Price Protection-Orders) https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27724.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27724.html Thu, 26 Dec 2019 00:00:00 -0800 2019-27724 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27724.pdf Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2020 https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27697.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27697.html Thu, 26 Dec 2019 00:00:00 -0800 2019-27697 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27697.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., Cboe EDGA Exchange, Inc., and Cboe EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27696.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27696.html Thu, 26 Dec 2019 00:00:00 -0800 2019-27696 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27696.pdf Proposed Rule - Regulatory Agenda; Semiannual Regulatory Agenda https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-26563.html https://regulations.justia.com/regulations/fedreg/2019/12/26/2019-26563.html Thu, 26 Dec 2019 00:00:00 -0800 2019-26563 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-26563.pdf