Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/26?limit=200®isters=between&mode=atom2024-12-22T18:53:38-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27734.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 967NY (Price Protection-Orders)2019-12-26T00:00:00-08:002019-12-26T00:00:00-08:002019-27734Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27734.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27733.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2019-12-26T00:00:00-08:002019-12-26T00:00:00-08:002019-27733Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27733.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27732.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the AdvisorShares Pure US Cannabis ETF Under NYSE Arca Rule 8.600-E2019-12-26T00:00:00-08:002019-12-26T00:00:00-08:002019-27732Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27732.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27731.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(e) To Expand the Exchange's Existing Anti-Internalization Functionality and Make Conforming and Clarifying Changes to IEX Rule 11.190(e) and Other IEX Rules2019-12-26T00:00:00-08:002019-12-26T00:00:00-08:002019-27731Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27731.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27730.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE National Integrated Feed2019-12-26T00:00:00-08:002019-12-26T00:00:00-08:002019-27730Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27730.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27729.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2019-12-26T00:00:00-08:002019-12-26T00:00:00-08:002019-27729Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27729.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27728.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Relating to the MM FAANG Credit2019-12-26T00:00:00-08:002019-12-26T00:00:00-08:002019-27728Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27728.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27726.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend the Fees for NYSE Arca BBO and NYSE Arca Trades2019-12-26T00:00:00-08:002019-12-26T00:00:00-08:002019-27726Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27726.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27725.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Allow Certain Flexible Exchange Equity Options To Be Cash Settled2019-12-26T00:00:00-08:002019-12-26T00:00:00-08:002019-27725Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27725.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27724.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.60-O (Price Protection-Orders)2019-12-26T00:00:00-08:002019-12-26T00:00:00-08:002019-27724Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27724.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27697.htmlNotice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 20202019-12-26T00:00:00-08:002019-12-26T00:00:00-08:002019-27697Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27697.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/26/2019-27696.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., Cboe EDGA Exchange, Inc., and Cboe EDGX Exchange, Inc.2019-12-26T00:00:00-08:002019-12-26T00:00:00-08:002019-27696Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-27696.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/26/2019-26563.htmlProposed Rule - Regulatory Agenda; Semiannual Regulatory Agenda2019-12-26T00:00:00-08:002019-12-26T00:00:00-08:002019-26563Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2019-12-26/pdf/2019-26563.pdf