Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/23?limit=200®isters=between&mode=atom2024-12-23T04:57:35-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27594.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Relating to the MM FAANG Credit2019-12-23T00:00:00-08:002019-12-23T00:00:00-08:002019-27594Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27594.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27593.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Rules From Its Current Rulebook Into Its New Rulebook Shell2019-12-23T00:00:00-08:002019-12-23T00:00:00-08:002019-27593Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27593.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27592.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt BZX Rule 14.11(l) to Permit the Listing and Trading of Exchange-Traded Fund Shares That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 19402019-12-23T00:00:00-08:002019-12-23T00:00:00-08:002019-27592Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27592.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27591.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Nasdaq Rule 5704 and Other Related Amendments2019-12-23T00:00:00-08:002019-12-23T00:00:00-08:002019-27591Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27591.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27590.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish Generic Listing Standards for Derivative Securities Products That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 19402019-12-23T00:00:00-08:002019-12-23T00:00:00-08:002019-27590Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27590.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27589.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning an Agreement for Clearing and Settlement Services Between The Options Clearing Corporation and Small Exchange, Inc.2019-12-23T00:00:00-08:002019-12-23T00:00:00-08:002019-27589Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27589.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27588.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dual Listing2019-12-23T00:00:00-08:002019-12-23T00:00:00-08:002019-27588Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27588.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27587.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Collateral and Haircut Policy and Collateral and Haircut Procedures2019-12-23T00:00:00-08:002019-12-23T00:00:00-08:002019-27587Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27587.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27586.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the American Century Focused Dynamic Growth ETF and American Century Focused Large Cap Value ETF Under Currently Proposed Rule 14.11(k)2019-12-23T00:00:00-08:002019-12-23T00:00:00-08:002019-27586Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27586.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27585.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 10592019-12-23T00:00:00-08:002019-12-23T00:00:00-08:002019-27585Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27585.pdf