Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/23?limit=200&registers=between&mode=atom 2024-12-23T04:57:35-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27594.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Relating to the MM FAANG Credit 2019-12-23T00:00:00-08:00 2019-12-23T00:00:00-08:00 2019-27594 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27594.pdf https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27593.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Rules From Its Current Rulebook Into Its New Rulebook Shell 2019-12-23T00:00:00-08:00 2019-12-23T00:00:00-08:00 2019-27593 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27593.pdf https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27592.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt BZX Rule 14.11(l) to Permit the Listing and Trading of Exchange-Traded Fund Shares That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 1940 2019-12-23T00:00:00-08:00 2019-12-23T00:00:00-08:00 2019-27592 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27592.pdf https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27591.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Nasdaq Rule 5704 and Other Related Amendments 2019-12-23T00:00:00-08:00 2019-12-23T00:00:00-08:00 2019-27591 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27591.pdf https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27590.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish Generic Listing Standards for Derivative Securities Products That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 1940 2019-12-23T00:00:00-08:00 2019-12-23T00:00:00-08:00 2019-27590 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27590.pdf https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27589.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning an Agreement for Clearing and Settlement Services Between The Options Clearing Corporation and Small Exchange, Inc. 2019-12-23T00:00:00-08:00 2019-12-23T00:00:00-08:00 2019-27589 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27589.pdf https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27588.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dual Listing 2019-12-23T00:00:00-08:00 2019-12-23T00:00:00-08:00 2019-27588 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27588.pdf https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27587.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Collateral and Haircut Policy and Collateral and Haircut Procedures 2019-12-23T00:00:00-08:00 2019-12-23T00:00:00-08:00 2019-27587 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27587.pdf https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27586.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the American Century Focused Dynamic Growth ETF and American Century Focused Large Cap Value ETF Under Currently Proposed Rule 14.11(k) 2019-12-23T00:00:00-08:00 2019-12-23T00:00:00-08:00 2019-27586 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27586.pdf https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27585.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 1059 2019-12-23T00:00:00-08:00 2019-12-23T00:00:00-08:00 2019-27585 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27585.pdf