<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/23?registers=between Sat, 27 Apr 2024 09:43:15 -0700 Sat, 27 Apr 2024 09:43:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/23?registers=between Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Relating to the MM FAANG Credit https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27594.html https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27594.html Mon, 23 Dec 2019 00:00:00 -0800 2019-27594 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27594.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Rules From Its Current Rulebook Into Its New Rulebook Shell https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27593.html https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27593.html Mon, 23 Dec 2019 00:00:00 -0800 2019-27593 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27593.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt BZX Rule 14.11(l) to Permit the Listing and Trading of Exchange-Traded Fund Shares That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27592.html https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27592.html Mon, 23 Dec 2019 00:00:00 -0800 2019-27592 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27592.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Nasdaq Rule 5704 and Other Related Amendments https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27591.html https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27591.html Mon, 23 Dec 2019 00:00:00 -0800 2019-27591 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27591.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish Generic Listing Standards for Derivative Securities Products That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27590.html https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27590.html Mon, 23 Dec 2019 00:00:00 -0800 2019-27590 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27590.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning an Agreement for Clearing and Settlement Services Between The Options Clearing Corporation and Small Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27589.html https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27589.html Mon, 23 Dec 2019 00:00:00 -0800 2019-27589 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27589.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dual Listing https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27588.html https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27588.html Mon, 23 Dec 2019 00:00:00 -0800 2019-27588 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27588.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Collateral and Haircut Policy and Collateral and Haircut Procedures https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27587.html https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27587.html Mon, 23 Dec 2019 00:00:00 -0800 2019-27587 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27587.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the American Century Focused Dynamic Growth ETF and American Century Focused Large Cap Value ETF Under Currently Proposed Rule 14.11(k) https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27586.html https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27586.html Mon, 23 Dec 2019 00:00:00 -0800 2019-27586 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27586.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 1059 https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27585.html https://regulations.justia.com/regulations/fedreg/2019/12/23/2019-27585.html Mon, 23 Dec 2019 00:00:00 -0800 2019-27585 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-23/pdf/2019-27585.pdf