<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/19?registers=between Fri, 27 Jun 2025 01:09:19 -0700 Fri, 27 Jun 2025 01:09:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/19?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27463.html https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27463.html Thu, 19 Dec 2019 00:00:00 -0800 2019-27463 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27463.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 1034 https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27350.html https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27350.html Thu, 19 Dec 2019 00:00:00 -0800 2019-27350 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27350.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27349.html https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27349.html Thu, 19 Dec 2019 00:00:00 -0800 2019-27349 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27349.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27348.html https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27348.html Thu, 19 Dec 2019 00:00:00 -0800 2019-27348 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27348.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27347.html https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27347.html Thu, 19 Dec 2019 00:00:00 -0800 2019-27347 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27347.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27346.html https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27346.html Thu, 19 Dec 2019 00:00:00 -0800 2019-27346 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27346.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27345.html https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27345.html Thu, 19 Dec 2019 00:00:00 -0800 2019-27345 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27345.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.5 by Extending the Penny Pilot Program Through June 30, 2020 https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27344.html https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27344.html Thu, 19 Dec 2019 00:00:00 -0800 2019-27344 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27344.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.4 by Extending the Penny Pilot Program Through June 30, 2020 https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27343.html https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27343.html Thu, 19 Dec 2019 00:00:00 -0800 2019-27343 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27343.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.4 by Extending the Penny Pilot Program Through June 30, 2020 https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27342.html https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27342.html Thu, 19 Dec 2019 00:00:00 -0800 2019-27342 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27342.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 6.4 by Extending the Penny Pilot Program Through June 30, 2020 https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27341.html https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27341.html Thu, 19 Dec 2019 00:00:00 -0800 2019-27341 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27341.pdf