Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/19?limit=200&registers=between&mode=atom 2024-12-23T05:16:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27463.html Notice - Sunshine Act Meetings 2019-12-19T00:00:00-08:00 2019-12-19T00:00:00-08:00 2019-27463 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27463.pdf https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27350.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 1034 2019-12-19T00:00:00-08:00 2019-12-19T00:00:00-08:00 2019-27350 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27350.pdf https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27349.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions 2019-12-19T00:00:00-08:00 2019-12-19T00:00:00-08:00 2019-27349 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27349.pdf https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27348.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions 2019-12-19T00:00:00-08:00 2019-12-19T00:00:00-08:00 2019-27348 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27348.pdf https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27347.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions 2019-12-19T00:00:00-08:00 2019-12-19T00:00:00-08:00 2019-27347 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27347.pdf https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27346.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions 2019-12-19T00:00:00-08:00 2019-12-19T00:00:00-08:00 2019-27346 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27346.pdf https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27345.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule 2019-12-19T00:00:00-08:00 2019-12-19T00:00:00-08:00 2019-27345 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27345.pdf https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27344.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.5 by Extending the Penny Pilot Program Through June 30, 2020 2019-12-19T00:00:00-08:00 2019-12-19T00:00:00-08:00 2019-27344 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27344.pdf https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27343.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.4 by Extending the Penny Pilot Program Through June 30, 2020 2019-12-19T00:00:00-08:00 2019-12-19T00:00:00-08:00 2019-27343 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27343.pdf https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27342.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.4 by Extending the Penny Pilot Program Through June 30, 2020 2019-12-19T00:00:00-08:00 2019-12-19T00:00:00-08:00 2019-27342 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27342.pdf https://regulations.justia.com/regulations/fedreg/2019/12/19/2019-27341.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 6.4 by Extending the Penny Pilot Program Through June 30, 2020 2019-12-19T00:00:00-08:00 2019-12-19T00:00:00-08:00 2019-27341 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-19/pdf/2019-27341.pdf