<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/17?registers=between Wed, 25 Jun 2025 16:10:10 -0700 Wed, 25 Jun 2025 16:10:10 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/17?registers=between Notice - Self-Regulatory Organizations; LCH SA; Order Approving Rule Change Relating to the Updated 2018 Version of the Recovery Plan https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27092.html https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27092.html Tue, 17 Dec 2019 00:00:00 -0800 2019-27092 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-27092.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Clearbridge Focus Value ETF Under Currently Proposed Rule 14.11(k) https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27089.html https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27089.html Tue, 17 Dec 2019 00:00:00 -0800 2019-27089 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-27089.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change Related to Proposed Changes to the Options Clearing Corporation's Rules, Margin Policy, Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology To Address Specific Wrong-Way Risk https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27087.html https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27087.html Tue, 17 Dec 2019 00:00:00 -0800 2019-27087 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-27087.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Its Rules To Add New Rule 7.19 (Pre-Trade Risk Controls) https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27082.html https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27082.html Tue, 17 Dec 2019 00:00:00 -0800 2019-27082 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-27082.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change Related to Proposed Changes to the Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27081.html https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27081.html Tue, 17 Dec 2019 00:00:00 -0800 2019-27081 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-27081.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 5815 To Preclude Stay During Hearing Panel Review of Staff Delisting Determinations in Certain Circumstances https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27080.html https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-27080.html Tue, 17 Dec 2019 00:00:00 -0800 2019-27080 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-27080.pdf Notice - Joint Industry Plan; Notice of Filing of Amendment No. 5 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Adopt a Penny Interval Program https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-26816.html https://regulations.justia.com/regulations/fedreg/2019/12/17/2019-26816.html Tue, 17 Dec 2019 00:00:00 -0800 2019-26816 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-17/pdf/2019-26816.pdf