<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/16?registers=between Fri, 27 Jun 2025 00:20:21 -0700 Fri, 27 Jun 2025 00:20:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/16?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-27111.html https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-27111.html Mon, 16 Dec 2019 00:00:00 -0800 2019-27111 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-27111.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Maximum Composite Width Check of the Opening Rotation as Provided in Subparagraph (e)(1) of Exchange Rule 6.11 https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26992.html https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26992.html Mon, 16 Dec 2019 00:00:00 -0800 2019-26992 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26992.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26991.html https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26991.html Mon, 16 Dec 2019 00:00:00 -0800 2019-26991 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26991.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26990.html https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26990.html Mon, 16 Dec 2019 00:00:00 -0800 2019-26990 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26990.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26989.html https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26989.html Mon, 16 Dec 2019 00:00:00 -0800 2019-26989 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26989.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26988.html https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26988.html Mon, 16 Dec 2019 00:00:00 -0800 2019-26988 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26988.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Remove the QOO Order Rebate Cap https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26987.html https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26987.html Mon, 16 Dec 2019 00:00:00 -0800 2019-26987 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26987.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Maximum Composite Width Check of the Opening Rotation as Provided in Subparagraph (e)(1) of Exchange Rule 21.7 https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26986.html https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26986.html Mon, 16 Dec 2019 00:00:00 -0800 2019-26986 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26986.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118(a) https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26985.html https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26985.html Mon, 16 Dec 2019 00:00:00 -0800 2019-26985 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26985.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Maximum Composite Width Check of the Opening Rotation as Provided in Subparagraph (e)(1) of Exchange Rule 5.31 https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26983.html https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-26983.html Mon, 16 Dec 2019 00:00:00 -0800 2019-26983 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-26983.pdf Rule - Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-20678.html https://regulations.justia.com/regulations/fedreg/2019/12/16/2019-20678.html Mon, 16 Dec 2019 00:00:00 -0800 2019-20678 Rule https://www.govinfo.gov/content/pkg/FR-2019-12-16/pdf/2019-20678.pdf