<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/13?registers=between Fri, 27 Jun 2025 04:04:13 -0700 Fri, 27 Jun 2025 04:04:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/13?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26870.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26870.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26870 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26870.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26869.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26869.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26869 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26869.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26868.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26868.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26868 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26868.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26853.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26853.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26853 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26853.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Price List Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26852.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26852.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26852 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26852.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Approving a Proposed Rule Change To Adopt Rule 21.23 (Complex Solicitation Auction Mechanism) https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26851.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26851.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26851 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26851.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Price List Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26847.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26847.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26847 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26847.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE National, Inc.; NYSE Arca, Inc.; NYSE American LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Exchanges' Co-Location Price Lists To Offer Co-Location Users Access to the NMS Network and Establish Associated Fees https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26846.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26846.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26846 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26846.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change To Require Confirmation of Cybersecurity Program https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26845.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26845.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26845 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26845.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change To Require Confirmation of Cybersecurity Program https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26844.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26844.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26844 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26844.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving a Proposed Rule Change To Require Confirmation of Cybersecurity Program https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26843.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26843.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26843 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26843.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1400, Definitions https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26842.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26842.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26842 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26842.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Order Types and Remove and Relocate Certain Rule Text Currently Located Within Rule 1080 https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26841.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26841.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26841 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26841.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26840.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26840.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26840 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26840.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26839.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26839.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26839 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26839.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26838.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26838.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26838 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26838.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26837.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26837.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26837 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26837.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of NYSE Chicago, Inc. Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26836.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26836.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26836 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26836.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26835.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26835.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26835 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26835.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amending Its NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26834.html https://regulations.justia.com/regulations/fedreg/2019/12/13/2019-26834.html Fri, 13 Dec 2019 00:00:00 -0800 2019-26834 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-13/pdf/2019-26834.pdf