<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/12?registers=between Fri, 03 May 2024 23:26:00 -0700 Fri, 03 May 2024 23:26:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/12?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26955.html https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26955.html Thu, 12 Dec 2019 00:00:00 -0800 2019-26955 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-12/pdf/2019-26955.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.31, Opening Auction Process https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26810.html https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26810.html Thu, 12 Dec 2019 00:00:00 -0800 2019-26810 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-12/pdf/2019-26810.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc; Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26733.html https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26733.html Thu, 12 Dec 2019 00:00:00 -0800 2019-26733 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-12/pdf/2019-26733.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc; Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26732.html https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26732.html Thu, 12 Dec 2019 00:00:00 -0800 2019-26732 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-12/pdf/2019-26732.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc; Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26731.html https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26731.html Thu, 12 Dec 2019 00:00:00 -0800 2019-26731 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-12/pdf/2019-26731.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Related To Proposed Changes to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26730.html https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26730.html Thu, 12 Dec 2019 00:00:00 -0800 2019-26730 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-12/pdf/2019-26730.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc; Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26729.html https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26729.html Thu, 12 Dec 2019 00:00:00 -0800 2019-26729 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-12/pdf/2019-26729.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a New Rule Permitting Nasdaq To Halt Trading in a Security and Request Information From the Company Regarding the Number of Unrestricted Publicly Held Shares in Certain Circumstances and in Certain Circumstances Request a Plan To Increase the Number of Unrestricted Publicly Held Shares to an Amount That Is Higher Than the Applicable Publicly Held Shares Requirement https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26728.html https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26728.html Thu, 12 Dec 2019 00:00:00 -0800 2019-26728 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-12/pdf/2019-26728.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Related to Proposed Changes to The Options Clearing Corporation's Rules, Margin Policy, Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology To Address Specific Wrong-Way Risk https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26727.html https://regulations.justia.com/regulations/fedreg/2019/12/12/2019-26727.html Thu, 12 Dec 2019 00:00:00 -0800 2019-26727 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-12/pdf/2019-26727.pdf