<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/09?registers=between Mon, 23 Jun 2025 20:41:09 -0700 Mon, 23 Jun 2025 20:41:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/09?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26509.html https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26509.html Mon, 09 Dec 2019 00:00:00 -0800 2019-26509 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26509.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26496.html https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26496.html Mon, 09 Dec 2019 00:00:00 -0800 2019-26496 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26496.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.380 To Expand the Exchange's Optional Aggregate Risk Controls Mechanism To Include a Net Notional Exposure Risk Check in Addition to the Gross Notional Exposure Risk Check https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26409.html https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26409.html Mon, 09 Dec 2019 00:00:00 -0800 2019-26409 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26409.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Amendments to CDS Clearing Supplement To Reflect the ISDA NTCE Protocol and Supplement https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26408.html https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26408.html Mon, 09 Dec 2019 00:00:00 -0800 2019-26408 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26408.pdf Notice - Lazard Asset Management LLC and Lazard ESC Funds LLC https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26407.html https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26407.html Mon, 09 Dec 2019 00:00:00 -0800 2019-26407 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26407.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow the Hartford Short Duration ETF To Hold Certain Fixed Income Instruments in a Manner That Does Not Comply With Rule 14.11(i) https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26406.html https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26406.html Mon, 09 Dec 2019 00:00:00 -0800 2019-26406 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26406.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Requirements for the Nasdaq Capital and Global Markets Applicable to Direct Listings https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26405.html https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26405.html Mon, 09 Dec 2019 00:00:00 -0800 2019-26405 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26405.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26404.html https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26404.html Mon, 09 Dec 2019 00:00:00 -0800 2019-26404 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26404.pdf