Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/09?limit=200&registers=between&mode=atom 2024-12-22T18:29:38-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26509.html Notice - Sunshine Act Meetings 2019-12-09T00:00:00-08:00 2019-12-09T00:00:00-08:00 2019-26509 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26509.pdf https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26496.html Notice - Sunshine Act Meetings 2019-12-09T00:00:00-08:00 2019-12-09T00:00:00-08:00 2019-26496 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26496.pdf https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26409.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.380 To Expand the Exchange's Optional Aggregate Risk Controls Mechanism To Include a Net Notional Exposure Risk Check in Addition to the Gross Notional Exposure Risk Check 2019-12-09T00:00:00-08:00 2019-12-09T00:00:00-08:00 2019-26409 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26409.pdf https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26408.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Amendments to CDS Clearing Supplement To Reflect the ISDA NTCE Protocol and Supplement 2019-12-09T00:00:00-08:00 2019-12-09T00:00:00-08:00 2019-26408 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26408.pdf https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26407.html Notice - Lazard Asset Management LLC and Lazard ESC Funds LLC 2019-12-09T00:00:00-08:00 2019-12-09T00:00:00-08:00 2019-26407 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26407.pdf https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26406.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow the Hartford Short Duration ETF To Hold Certain Fixed Income Instruments in a Manner That Does Not Comply With Rule 14.11(i) 2019-12-09T00:00:00-08:00 2019-12-09T00:00:00-08:00 2019-26406 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26406.pdf https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26405.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Requirements for the Nasdaq Capital and Global Markets Applicable to Direct Listings 2019-12-09T00:00:00-08:00 2019-12-09T00:00:00-08:00 2019-26405 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26405.pdf https://regulations.justia.com/regulations/fedreg/2019/12/09/2019-26404.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. 2019-12-09T00:00:00-08:00 2019-12-09T00:00:00-08:00 2019-26404 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-09/pdf/2019-26404.pdf