<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/03?registers=between Sat, 28 Jun 2025 02:19:27 -0700 Sat, 28 Jun 2025 02:19:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/03?registers=between Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add IM-7620-1 (Sub-Penny Cabinet) To Allow Transactions To Take Place at a Price That is Below $1 per Option Contract https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26159.html https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26159.html Tue, 03 Dec 2019 00:00:00 -0800 2019-26159 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26159.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 14.11(c) (Index Fund Shares) To Adopt Generic Listing Standards for Index Fund Shares Based on an Index of Municipal Securities https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26157.html https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26157.html Tue, 03 Dec 2019 00:00:00 -0800 2019-26157 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26157.pdf Notice - Self-Regulatory Organizations; NYSE American, LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY To Extend the Penny Pilot https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26062.html https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26062.html Tue, 03 Dec 2019 00:00:00 -0800 2019-26062 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26062.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through June 30, 2020 https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26059.html https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26059.html Tue, 03 Dec 2019 00:00:00 -0800 2019-26059 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26059.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26058.html https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26058.html Tue, 03 Dec 2019 00:00:00 -0800 2019-26058 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26058.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26057.html https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26057.html Tue, 03 Dec 2019 00:00:00 -0800 2019-26057 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26057.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26056.html https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26056.html Tue, 03 Dec 2019 00:00:00 -0800 2019-26056 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26056.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26055.html https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26055.html Tue, 03 Dec 2019 00:00:00 -0800 2019-26055 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26055.pdf