Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/03?limit=200&registers=between&mode=atom 2024-12-22T18:20:29-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26159.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add IM-7620-1 (Sub-Penny Cabinet) To Allow Transactions To Take Place at a Price That is Below $1 per Option Contract 2019-12-03T00:00:00-08:00 2019-12-03T00:00:00-08:00 2019-26159 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26159.pdf https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26157.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 14.11(c) (Index Fund Shares) To Adopt Generic Listing Standards for Index Fund Shares Based on an Index of Municipal Securities 2019-12-03T00:00:00-08:00 2019-12-03T00:00:00-08:00 2019-26157 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26157.pdf https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26062.html Notice - Self-Regulatory Organizations; NYSE American, LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY To Extend the Penny Pilot 2019-12-03T00:00:00-08:00 2019-12-03T00:00:00-08:00 2019-26062 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26062.pdf https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26059.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through June 30, 2020 2019-12-03T00:00:00-08:00 2019-12-03T00:00:00-08:00 2019-26059 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26059.pdf https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26058.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2019-12-03T00:00:00-08:00 2019-12-03T00:00:00-08:00 2019-26058 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26058.pdf https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26057.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2019-12-03T00:00:00-08:00 2019-12-03T00:00:00-08:00 2019-26057 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26057.pdf https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26056.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2019-12-03T00:00:00-08:00 2019-12-03T00:00:00-08:00 2019-26056 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26056.pdf https://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26055.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program 2019-12-03T00:00:00-08:00 2019-12-03T00:00:00-08:00 2019-26055 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26055.pdf