Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/03?limit=200®isters=between&mode=atom2024-12-22T18:20:29-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26159.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add IM-7620-1 (Sub-Penny Cabinet) To Allow Transactions To Take Place at a Price That is Below $1 per Option Contract2019-12-03T00:00:00-08:002019-12-03T00:00:00-08:002019-26159Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26159.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26157.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 14.11(c) (Index Fund Shares) To Adopt Generic Listing Standards for Index Fund Shares Based on an Index of Municipal Securities2019-12-03T00:00:00-08:002019-12-03T00:00:00-08:002019-26157Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26157.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26062.htmlNotice - Self-Regulatory Organizations; NYSE American, LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY To Extend the Penny Pilot2019-12-03T00:00:00-08:002019-12-03T00:00:00-08:002019-26062Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26062.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26059.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through June 30, 20202019-12-03T00:00:00-08:002019-12-03T00:00:00-08:002019-26059Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26059.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26058.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program2019-12-03T00:00:00-08:002019-12-03T00:00:00-08:002019-26058Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26058.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26057.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program2019-12-03T00:00:00-08:002019-12-03T00:00:00-08:002019-26057Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26057.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26056.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program2019-12-03T00:00:00-08:002019-12-03T00:00:00-08:002019-26056Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26056.pdfhttps://regulations.justia.com/regulations/fedreg/2019/12/03/2019-26055.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program2019-12-03T00:00:00-08:002019-12-03T00:00:00-08:002019-26055Noticehttps://www.govinfo.gov/content/pkg/FR-2019-12-03/pdf/2019-26055.pdf