<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/02?registers=between Wed, 25 Jun 2025 16:33:55 -0700 Wed, 25 Jun 2025 16:33:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/12/02?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-26169.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-26169.html Mon, 02 Dec 2019 00:00:00 -0800 2019-26169 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-26169.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-26168.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-26168.html Mon, 02 Dec 2019 00:00:00 -0800 2019-26168 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-26168.pdf Notice - SEC Small Business Capital Formation Advisory Committee; Meeting https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-26008.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-26008.html Mon, 02 Dec 2019 00:00:00 -0800 2019-26008 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-26008.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25999.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25999.html Mon, 02 Dec 2019 00:00:00 -0800 2019-25999 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25999.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Amend its Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25971.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25971.html Mon, 02 Dec 2019 00:00:00 -0800 2019-25971 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25971.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Delivery Procedures https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25970.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25970.html Mon, 02 Dec 2019 00:00:00 -0800 2019-25970 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25970.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E To Specify in Exchange Rules the Exchange's Use of Data Feeds From NYSE American LLC https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25969.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25969.html Mon, 02 Dec 2019 00:00:00 -0800 2019-25969 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25969.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Amendments to the ICC Clearing Rules To Address Non-Default Losses https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25968.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25968.html Mon, 02 Dec 2019 00:00:00 -0800 2019-25968 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25968.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25967.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25967.html Mon, 02 Dec 2019 00:00:00 -0800 2019-25967 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25967.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New NYSE Chicago Rule 11.5190 https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25966.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25966.html Mon, 02 Dec 2019 00:00:00 -0800 2019-25966 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25966.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify in Exchange Rules the Exchange's Use of Data Feeds From NYSE American LLC https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25965.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25965.html Mon, 02 Dec 2019 00:00:00 -0800 2019-25965 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25965.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New NYSE National Rule 11.5190 https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25963.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25963.html Mon, 02 Dec 2019 00:00:00 -0800 2019-25963 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25963.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend its Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25962.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25962.html Mon, 02 Dec 2019 00:00:00 -0800 2019-25962 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25962.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 7600 https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25961.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25961.html Mon, 02 Dec 2019 00:00:00 -0800 2019-25961 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25961.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Rules https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25960.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25960.html Mon, 02 Dec 2019 00:00:00 -0800 2019-25960 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25960.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O To Extend the Penny Pilot https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25959.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25959.html Mon, 02 Dec 2019 00:00:00 -0800 2019-25959 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25959.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25958.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25958.html Mon, 02 Dec 2019 00:00:00 -0800 2019-25958 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25958.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25957.html https://regulations.justia.com/regulations/fedreg/2019/12/02/2019-25957.html Mon, 02 Dec 2019 00:00:00 -0800 2019-25957 Notice https://www.govinfo.gov/content/pkg/FR-2019-12-02/pdf/2019-25957.pdf