<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/29?registers=between Thu, 17 Jul 2025 11:16:34 -0700 Thu, 17 Jul 2025 11:16:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/29?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25868.html https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25868.html Fri, 29 Nov 2019 00:00:00 -0800 2019-25868 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25868.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25867.html https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25867.html Fri, 29 Nov 2019 00:00:00 -0800 2019-25867 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25867.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25866.html https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25866.html Fri, 29 Nov 2019 00:00:00 -0800 2019-25866 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25866.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Concerning a Proposed Capital Management Policy That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25841.html https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25841.html Fri, 29 Nov 2019 00:00:00 -0800 2019-25841 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25841.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (a) of Rule 11.1 To Allow the Exchange To Accept Stop Orders Entered Between 6:00 and 7:00 a.m. Eastern Time https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25840.html https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25840.html Fri, 29 Nov 2019 00:00:00 -0800 2019-25840 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25840.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (a) of Rule 11.1 To Allow the Exchange To Accept Stop Orders Entered Between 6:00 and 7:00 a.m. Eastern Time https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25839.html https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25839.html Fri, 29 Nov 2019 00:00:00 -0800 2019-25839 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25839.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Subparagraph (a)(1) of Rule 11.1 To Allow the Exchange To Accept Market Orders With a Stop Price Entered Between 6:00 and 7:00 a.m. Eastern Time https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25838.html https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25838.html Fri, 29 Nov 2019 00:00:00 -0800 2019-25838 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25838.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Subparagraph (a)(1) of Rule 11.1 To Allow the Exchange To Accept Market Orders With a Stop Price Entered Between 6:00 and 7:00 a.m. Eastern Time https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25837.html https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25837.html Fri, 29 Nov 2019 00:00:00 -0800 2019-25837 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25837.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Financial Incentive Programs for Global Trading Hours Lead Market-Makers in VIX https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25836.html https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25836.html Fri, 29 Nov 2019 00:00:00 -0800 2019-25836 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25836.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of the KFA Global Carbon ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25835.html https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25835.html Fri, 29 Nov 2019 00:00:00 -0800 2019-25835 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25835.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Article II, Section 2.03 of the Twelfth Amended and Restated Operating Agreement of the Exchange To Remove the Independence Requirement for the Director Elected by Exchange Membership Organizations https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25834.html https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25834.html Fri, 29 Nov 2019 00:00:00 -0800 2019-25834 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25834.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove its Partial Post Only at Limit Order Type https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25833.html https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25833.html Fri, 29 Nov 2019 00:00:00 -0800 2019-25833 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25833.pdf