Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/29?limit=200®isters=between&mode=atom2024-12-23T00:06:58-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25868.htmlNotice - Proposed Collection; Comment Request2019-11-29T00:00:00-08:002019-11-29T00:00:00-08:002019-25868Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25868.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25867.htmlNotice - Proposed Collection; Comment Request2019-11-29T00:00:00-08:002019-11-29T00:00:00-08:002019-25867Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25867.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25866.htmlNotice - Proposed Collection; Comment Request2019-11-29T00:00:00-08:002019-11-29T00:00:00-08:002019-25866Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25866.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25841.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Concerning a Proposed Capital Management Policy That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility2019-11-29T00:00:00-08:002019-11-29T00:00:00-08:002019-25841Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25841.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25840.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (a) of Rule 11.1 To Allow the Exchange To Accept Stop Orders Entered Between 6:00 and 7:00 a.m. Eastern Time2019-11-29T00:00:00-08:002019-11-29T00:00:00-08:002019-25840Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25840.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25839.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (a) of Rule 11.1 To Allow the Exchange To Accept Stop Orders Entered Between 6:00 and 7:00 a.m. Eastern Time2019-11-29T00:00:00-08:002019-11-29T00:00:00-08:002019-25839Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25839.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25838.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Subparagraph (a)(1) of Rule 11.1 To Allow the Exchange To Accept Market Orders With a Stop Price Entered Between 6:00 and 7:00 a.m. Eastern Time2019-11-29T00:00:00-08:002019-11-29T00:00:00-08:002019-25838Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25838.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25837.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Subparagraph (a)(1) of Rule 11.1 To Allow the Exchange To Accept Market Orders With a Stop Price Entered Between 6:00 and 7:00 a.m. Eastern Time2019-11-29T00:00:00-08:002019-11-29T00:00:00-08:002019-25837Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25837.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25836.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Financial Incentive Programs for Global Trading Hours Lead Market-Makers in VIX2019-11-29T00:00:00-08:002019-11-29T00:00:00-08:002019-25836Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25836.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25835.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of the KFA Global Carbon ETF Under NYSE Arca Rule 8.600-E2019-11-29T00:00:00-08:002019-11-29T00:00:00-08:002019-25835Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25835.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25834.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Article II, Section 2.03 of the Twelfth Amended and Restated Operating Agreement of the Exchange To Remove the Independence Requirement for the Director Elected by Exchange Membership Organizations2019-11-29T00:00:00-08:002019-11-29T00:00:00-08:002019-25834Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25834.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25833.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove its Partial Post Only at Limit Order Type2019-11-29T00:00:00-08:002019-11-29T00:00:00-08:002019-25833Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25833.pdf