Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/29?limit=200&registers=between&mode=atom 2024-05-04T13:59:15-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25868.html Notice - Proposed Collection; Comment Request 2019-11-29T00:00:00-08:00 2019-11-29T00:00:00-08:00 2019-25868 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25868.pdf https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25867.html Notice - Proposed Collection; Comment Request 2019-11-29T00:00:00-08:00 2019-11-29T00:00:00-08:00 2019-25867 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25867.pdf https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25866.html Notice - Proposed Collection; Comment Request 2019-11-29T00:00:00-08:00 2019-11-29T00:00:00-08:00 2019-25866 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25866.pdf https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25841.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Concerning a Proposed Capital Management Policy That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility 2019-11-29T00:00:00-08:00 2019-11-29T00:00:00-08:00 2019-25841 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25841.pdf https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25840.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (a) of Rule 11.1 To Allow the Exchange To Accept Stop Orders Entered Between 6:00 and 7:00 a.m. Eastern Time 2019-11-29T00:00:00-08:00 2019-11-29T00:00:00-08:00 2019-25840 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25840.pdf https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25839.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (a) of Rule 11.1 To Allow the Exchange To Accept Stop Orders Entered Between 6:00 and 7:00 a.m. Eastern Time 2019-11-29T00:00:00-08:00 2019-11-29T00:00:00-08:00 2019-25839 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25839.pdf https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25838.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Subparagraph (a)(1) of Rule 11.1 To Allow the Exchange To Accept Market Orders With a Stop Price Entered Between 6:00 and 7:00 a.m. Eastern Time 2019-11-29T00:00:00-08:00 2019-11-29T00:00:00-08:00 2019-25838 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25838.pdf https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25837.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Subparagraph (a)(1) of Rule 11.1 To Allow the Exchange To Accept Market Orders With a Stop Price Entered Between 6:00 and 7:00 a.m. Eastern Time 2019-11-29T00:00:00-08:00 2019-11-29T00:00:00-08:00 2019-25837 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25837.pdf https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25836.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Financial Incentive Programs for Global Trading Hours Lead Market-Makers in VIX 2019-11-29T00:00:00-08:00 2019-11-29T00:00:00-08:00 2019-25836 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25836.pdf https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25835.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of the KFA Global Carbon ETF Under NYSE Arca Rule 8.600-E 2019-11-29T00:00:00-08:00 2019-11-29T00:00:00-08:00 2019-25835 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25835.pdf https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25834.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Article II, Section 2.03 of the Twelfth Amended and Restated Operating Agreement of the Exchange To Remove the Independence Requirement for the Director Elected by Exchange Membership Organizations 2019-11-29T00:00:00-08:00 2019-11-29T00:00:00-08:00 2019-25834 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25834.pdf https://regulations.justia.com/regulations/fedreg/2019/11/29/2019-25833.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove its Partial Post Only at Limit Order Type 2019-11-29T00:00:00-08:00 2019-11-29T00:00:00-08:00 2019-25833 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-29/pdf/2019-25833.pdf