<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/27?registers=between Fri, 18 Jul 2025 12:47:02 -0700 Fri, 18 Jul 2025 12:47:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/27?registers=between Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Forty-Sixth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25803.html https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25803.html Wed, 27 Nov 2019 00:00:00 -0800 2019-25803 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25803.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan Governing the Consolidated Audit Trail To Add Long-Term Stock Exchange LLC as a Participant https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25802.html https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25802.html Wed, 27 Nov 2019 00:00:00 -0800 2019-25802 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25802.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Thirty-Second Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Third Substantive Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25801.html https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25801.html Wed, 27 Nov 2019 00:00:00 -0800 2019-25801 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25801.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add Long-Term Stock Exchange, Inc. as a Party Thereto https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25800.html https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25800.html Wed, 27 Nov 2019 00:00:00 -0800 2019-25800 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25800.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS To Add the Long Term Stock Exchange, Inc. as a Participant https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25799.html https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25799.html Wed, 27 Nov 2019 00:00:00 -0800 2019-25799 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25799.pdf Notice - Blackstone Alternative Alpha Fund, et al. https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25798.html https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25798.html Wed, 27 Nov 2019 00:00:00 -0800 2019-25798 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25798.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend the Information Facility of the MSRB's Electronic Municipal Market Access (EMMA®) System https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25707.html https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25707.html Wed, 27 Nov 2019 00:00:00 -0800 2019-25707 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25707.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7.37 To Specify in Exchange Rules the Exchange's Source of Data Feeds From NYSE American LLC https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25706.html https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25706.html Wed, 27 Nov 2019 00:00:00 -0800 2019-25706 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25706.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Clearbridge Small Cap Value ETF Under Currently Proposed Rule 14.11(k) https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25703.html https://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25703.html Wed, 27 Nov 2019 00:00:00 -0800 2019-25703 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25703.pdf