Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/27?limit=200®isters=between&mode=atom2024-12-23T00:37:42-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25803.htmlNotice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Forty-Sixth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis2019-11-27T00:00:00-08:002019-11-27T00:00:00-08:002019-25803Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25803.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25802.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan Governing the Consolidated Audit Trail To Add Long-Term Stock Exchange LLC as a Participant2019-11-27T00:00:00-08:002019-11-27T00:00:00-08:002019-25802Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25802.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25801.htmlNotice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Thirty-Second Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Third Substantive Amendment to the Restated CQ Plan2019-11-27T00:00:00-08:002019-11-27T00:00:00-08:002019-25801Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25801.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25800.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add Long-Term Stock Exchange, Inc. as a Party Thereto2019-11-27T00:00:00-08:002019-11-27T00:00:00-08:002019-25800Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25800.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25799.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS To Add the Long Term Stock Exchange, Inc. as a Participant2019-11-27T00:00:00-08:002019-11-27T00:00:00-08:002019-25799Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25799.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25798.htmlNotice - Blackstone Alternative Alpha Fund, et al.2019-11-27T00:00:00-08:002019-11-27T00:00:00-08:002019-25798Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25798.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25707.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend the Information Facility of the MSRB's Electronic Municipal Market Access (EMMA®) System2019-11-27T00:00:00-08:002019-11-27T00:00:00-08:002019-25707Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25707.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25706.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7.37 To Specify in Exchange Rules the Exchange's Source of Data Feeds From NYSE American LLC2019-11-27T00:00:00-08:002019-11-27T00:00:00-08:002019-25706Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25706.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/27/2019-25703.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Clearbridge Small Cap Value ETF Under Currently Proposed Rule 14.11(k)2019-11-27T00:00:00-08:002019-11-27T00:00:00-08:002019-25703Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-27/pdf/2019-25703.pdf