<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/22?registers=between Mon, 23 Dec 2024 00:54:27 -0800 Mon, 23 Dec 2024 00:54:27 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/22?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25324.html https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25324.html Fri, 22 Nov 2019 00:00:00 -0800 2019-25324 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25324.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting the Listing and Trading of Shares of the Nationwide Risk-Managed Income ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25320.html https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25320.html Fri, 22 Nov 2019 00:00:00 -0800 2019-25320 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25320.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fat Finger Check in Rule 6.14 as It Applies to Stop-Limit Orders https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25319.html https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25319.html Fri, 22 Nov 2019 00:00:00 -0800 2019-25319 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25319.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fat Finger Check in Rule 21.17 as it Applies To Stop Limit Orders https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25318.html https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25318.html Fri, 22 Nov 2019 00:00:00 -0800 2019-25318 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25318.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt BZX Rule 14.11(l) To Permit the Listing and Trading of Exchange-Traded Fund Shares That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25317.html https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25317.html Fri, 22 Nov 2019 00:00:00 -0800 2019-25317 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25317.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To Adopt Nasdaq Rule 5704 and Other Related Amendments https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25316.html https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25316.html Fri, 22 Nov 2019 00:00:00 -0800 2019-25316 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25316.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Clearing Rules and General Contract Terms https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25315.html https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25315.html Fri, 22 Nov 2019 00:00:00 -0800 2019-25315 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25315.pdf Notice - AMG Pantheon Master Fund, LLC, et al. https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25308.html https://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25308.html Fri, 22 Nov 2019 00:00:00 -0800 2019-25308 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25308.pdf