Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/22?limit=200®isters=between&mode=atom2024-12-23T00:40:12-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25324.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive2019-11-22T00:00:00-08:002019-11-22T00:00:00-08:002019-25324Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25324.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25320.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting the Listing and Trading of Shares of the Nationwide Risk-Managed Income ETF Under NYSE Arca Rule 8.600-E2019-11-22T00:00:00-08:002019-11-22T00:00:00-08:002019-25320Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25320.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25319.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fat Finger Check in Rule 6.14 as It Applies to Stop-Limit Orders2019-11-22T00:00:00-08:002019-11-22T00:00:00-08:002019-25319Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25319.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25318.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fat Finger Check in Rule 21.17 as it Applies To Stop Limit Orders2019-11-22T00:00:00-08:002019-11-22T00:00:00-08:002019-25318Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25318.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25317.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt BZX Rule 14.11(l) To Permit the Listing and Trading of Exchange-Traded Fund Shares That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 19402019-11-22T00:00:00-08:002019-11-22T00:00:00-08:002019-25317Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25317.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25316.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To Adopt Nasdaq Rule 5704 and Other Related Amendments2019-11-22T00:00:00-08:002019-11-22T00:00:00-08:002019-25316Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25316.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25315.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Clearing Rules and General Contract Terms2019-11-22T00:00:00-08:002019-11-22T00:00:00-08:002019-25315Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25315.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/22/2019-25308.htmlNotice - AMG Pantheon Master Fund, LLC, et al.2019-11-22T00:00:00-08:002019-11-22T00:00:00-08:002019-25308Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-22/pdf/2019-25308.pdf