<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/20?registers=between Mon, 14 Jul 2025 18:38:25 -0700 Mon, 14 Jul 2025 18:38:25 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/20?registers=between Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Annual Listing Fees https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25108.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25108.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25108 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25108.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of NYSE Chicago, Inc. in Connection With the Exchange's Transition to Trading to the Pillar Trading Platform https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25107.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25107.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25107 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25107.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BYX Equities Trading Platform as it Relates to Pricing for Orders Routed to Cboe EDGA Exchange, Inc. Using the ALLB, TRIM, or SLIM Routing Strategy https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25106.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25106.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25106 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25106.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to LCH SA's Fee Grid for Non Cash Collateral https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25105.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25105.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25105 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25105.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25104.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25104.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25104 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25104.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Customer Rebate Program https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25103.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25103.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25103 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25103.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Establish Generic Listing Standards for Derivative Securities Products That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25101.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25101.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25101 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25101.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Allow FINRA To Publish or Distribute Aggregated Transaction Information and Statistics on U.S. Treasury Securities https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25100.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25100.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25100 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25100.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25098.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25098.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25098 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25098.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25097.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25097.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25097 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25097.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25096.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25096.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25096 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25096.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25094.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25094.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25094 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25094.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25093.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25093.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25093 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25093.pdf Notice - Natixis ETF Trust II, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25071.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25071.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25071 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25071.pdf Notice - Fidelity Beach Street Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25070.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25070.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25070 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25070.pdf Notice - T. Rowe Price Associates, Inc. and T. Rowe Price Equity Series, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25069.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25069.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25069 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25069.pdf Notice - Blue Tractor ETF Trust and Blue Tractor Group, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25068.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25068.html Wed, 20 Nov 2019 00:00:00 -0800 2019-25068 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25068.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-24971.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-24971.html Wed, 20 Nov 2019 00:00:00 -0800 2019-24971 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-24971.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Business Continuity Procedures (the “Business Continuity Procedures”) https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-24856.html https://regulations.justia.com/regulations/fedreg/2019/11/20/2019-24856.html Wed, 20 Nov 2019 00:00:00 -0800 2019-24856 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-24856.pdf