Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/20?limit=200®isters=between&mode=atom2024-12-22T23:15:08-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25108.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Annual Listing Fees2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25108Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25108.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25107.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of NYSE Chicago, Inc. in Connection With the Exchange's Transition to Trading to the Pillar Trading Platform2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25107Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25107.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25106.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BYX Equities Trading Platform as it Relates to Pricing for Orders Routed to Cboe EDGA Exchange, Inc. Using the ALLB, TRIM, or SLIM Routing Strategy2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25106Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25106.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25105.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to LCH SA's Fee Grid for Non Cash Collateral2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25105Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25105.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25104.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25104Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25104.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25103.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Customer Rebate Program2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25103Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25103.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25101.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Establish Generic Listing Standards for Derivative Securities Products That Are Permitted To Operate in Reliance on Rule 6c-11 Under the Investment Company Act of 19402019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25101Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25101.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25100.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Allow FINRA To Publish or Distribute Aggregated Transaction Information and Statistics on U.S. Treasury Securities2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25100Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25100.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25098.htmlNotice - Submission for OMB Review; Comment Request2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25098Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25098.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25097.htmlNotice - Submission for OMB Review; Comment Request2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25097Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25097.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25096.htmlNotice - Submission for OMB Review; Comment Request2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25096Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25096.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25094.htmlNotice - Submission for OMB Review; Comment Request2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25094Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25094.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25093.htmlNotice - Submission for OMB Review; Comment Request2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25093Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25093.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25071.htmlNotice - Natixis ETF Trust II, et al.; Notice of Application2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25071Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25071.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25070.htmlNotice - Fidelity Beach Street Trust, et al.; Notice of Application2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25070Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25070.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25069.htmlNotice - T. Rowe Price Associates, Inc. and T. Rowe Price Equity Series, Inc.; Notice of Application2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25069Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25069.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-25068.htmlNotice - Blue Tractor ETF Trust and Blue Tractor Group, LLC; Notice of Application2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-25068Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-25068.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-24971.htmlNotice - Submission for OMB Review; Comment Request2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-24971Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-24971.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/20/2019-24856.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Business Continuity Procedures (the “Business Continuity Procedures”)2019-11-20T00:00:00-08:002019-11-20T00:00:00-08:002019-24856Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-20/pdf/2019-24856.pdf