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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/14?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/14?registers=between
Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24699.html
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24699.htmlThu, 14 Nov 2019 00:00:00 -08002019-24699Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24699.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify in Exchange Rules the Exchange's Use of Data Feeds From NYSE Chicago, Inc.
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24698.html
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24698.htmlThu, 14 Nov 2019 00:00:00 -08002019-24698Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24698.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3304(a)
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24697.html
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24697.htmlThu, 14 Nov 2019 00:00:00 -08002019-24697Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24697.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E To Specify in Exchange Rules the Exchange's Use of Data Feeds From NYSE Chicago, Inc.
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24696.html
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24696.htmlThu, 14 Nov 2019 00:00:00 -08002019-24696Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24696.pdfNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24695.html
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24695.htmlThu, 14 Nov 2019 00:00:00 -08002019-24695Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24695.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Nasdaq Official Closing Price for Nasdaq-Listed Exchange-Traded Products
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24694.html
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24694.htmlThu, 14 Nov 2019 00:00:00 -08002019-24694Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24694.pdfNotice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to (i) Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents; (ii) Enhancements to Wrong Way Risk Margin; and (iii) Modification to Default Fund Additional Margin
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24693.html
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24693.htmlThu, 14 Nov 2019 00:00:00 -08002019-24693Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24693.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 7.37 To Specify the Exchange's Use of Data Feeds from NYSE Chicago, Inc.
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24692.html
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24692.htmlThu, 14 Nov 2019 00:00:00 -08002019-24692Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24692.pdfRule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-22695.html
https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-22695.htmlThu, 14 Nov 2019 00:00:00 -08002019-22695Rulehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-22695.pdf