Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/14?limit=200®isters=between&mode=atom2024-12-22T21:11:44-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24699.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 47592019-11-14T00:00:00-08:002019-11-14T00:00:00-08:002019-24699Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24699.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24698.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify in Exchange Rules the Exchange's Use of Data Feeds From NYSE Chicago, Inc.2019-11-14T00:00:00-08:002019-11-14T00:00:00-08:002019-24698Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24698.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24697.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3304(a)2019-11-14T00:00:00-08:002019-11-14T00:00:00-08:002019-24697Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24697.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24696.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E To Specify in Exchange Rules the Exchange's Use of Data Feeds From NYSE Chicago, Inc.2019-11-14T00:00:00-08:002019-11-14T00:00:00-08:002019-24696Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24696.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24695.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 47592019-11-14T00:00:00-08:002019-11-14T00:00:00-08:002019-24695Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24695.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24694.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Nasdaq Official Closing Price for Nasdaq-Listed Exchange-Traded Products2019-11-14T00:00:00-08:002019-11-14T00:00:00-08:002019-24694Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24694.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24693.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to (i) Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents; (ii) Enhancements to Wrong Way Risk Margin; and (iii) Modification to Default Fund Additional Margin2019-11-14T00:00:00-08:002019-11-14T00:00:00-08:002019-24693Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24693.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24692.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 7.37 To Specify the Exchange's Use of Data Feeds from NYSE Chicago, Inc.2019-11-14T00:00:00-08:002019-11-14T00:00:00-08:002019-24692Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24692.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/14/2019-22695.htmlRule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds2019-11-14T00:00:00-08:002019-11-14T00:00:00-08:002019-22695Rulehttps://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-22695.pdf