<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/14?registers=between Mon, 06 May 2024 03:21:41 -0700 Mon, 06 May 2024 03:21:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/14?registers=between Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24699.html https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24699.html Thu, 14 Nov 2019 00:00:00 -0800 2019-24699 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24699.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify in Exchange Rules the Exchange's Use of Data Feeds From NYSE Chicago, Inc. https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24698.html https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24698.html Thu, 14 Nov 2019 00:00:00 -0800 2019-24698 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24698.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3304(a) https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24697.html https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24697.html Thu, 14 Nov 2019 00:00:00 -0800 2019-24697 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24697.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E To Specify in Exchange Rules the Exchange's Use of Data Feeds From NYSE Chicago, Inc. https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24696.html https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24696.html Thu, 14 Nov 2019 00:00:00 -0800 2019-24696 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24696.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24695.html https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24695.html Thu, 14 Nov 2019 00:00:00 -0800 2019-24695 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24695.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Nasdaq Official Closing Price for Nasdaq-Listed Exchange-Traded Products https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24694.html https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24694.html Thu, 14 Nov 2019 00:00:00 -0800 2019-24694 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24694.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to (i) Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents; (ii) Enhancements to Wrong Way Risk Margin; and (iii) Modification to Default Fund Additional Margin https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24693.html https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24693.html Thu, 14 Nov 2019 00:00:00 -0800 2019-24693 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24693.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 7.37 To Specify the Exchange's Use of Data Feeds from NYSE Chicago, Inc. https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24692.html https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-24692.html Thu, 14 Nov 2019 00:00:00 -0800 2019-24692 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-24692.pdf Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-22695.html https://regulations.justia.com/regulations/fedreg/2019/11/14/2019-22695.html Thu, 14 Nov 2019 00:00:00 -0800 2019-22695 Rule https://www.govinfo.gov/content/pkg/FR-2019-11-14/pdf/2019-22695.pdf