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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/07?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/07?registers=between
Notice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24376.html
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24376.htmlThu, 07 Nov 2019 00:00:00 -08002019-24376Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24376.pdfNotice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24357.html
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24357.htmlThu, 07 Nov 2019 00:00:00 -08002019-24357Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24357.pdfNotice - SEC Small Business Capital Formation Advisory Committee
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24314.html
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24314.htmlThu, 07 Nov 2019 00:00:00 -08002019-24314Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24314.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 4120 and 4753
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24257.html
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24257.htmlThu, 07 Nov 2019 00:00:00 -08002019-24257Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24257.pdfNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Allow Certain Flexible Exchange Equity Options To Be Cash Settled
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24256.html
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24256.htmlThu, 07 Nov 2019 00:00:00 -08002019-24256Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24256.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding the Applicability and Functionality of Certain Order Types on the Exchange
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24255.html
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24255.htmlThu, 07 Nov 2019 00:00:00 -08002019-24255Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24255.pdfNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change Regarding the Applicability and Functionality of Certain Order Types on the Exchange
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24254.html
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24254.htmlThu, 07 Nov 2019 00:00:00 -08002019-24254Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24254.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24253.html
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24253.htmlThu, 07 Nov 2019 00:00:00 -08002019-24253Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24253.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24252.html
https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24252.htmlThu, 07 Nov 2019 00:00:00 -08002019-24252Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24252.pdf