Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/07?limit=200®isters=between&mode=atom2024-12-22T22:25:57-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24376.htmlNotice - Sunshine Act Meetings2019-11-07T00:00:00-08:002019-11-07T00:00:00-08:002019-24376Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24376.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24357.htmlNotice - Sunshine Act Meetings2019-11-07T00:00:00-08:002019-11-07T00:00:00-08:002019-24357Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24357.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24314.htmlNotice - SEC Small Business Capital Formation Advisory Committee2019-11-07T00:00:00-08:002019-11-07T00:00:00-08:002019-24314Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24314.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24257.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 4120 and 47532019-11-07T00:00:00-08:002019-11-07T00:00:00-08:002019-24257Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24257.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24256.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Allow Certain Flexible Exchange Equity Options To Be Cash Settled2019-11-07T00:00:00-08:002019-11-07T00:00:00-08:002019-24256Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24256.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24255.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding the Applicability and Functionality of Certain Order Types on the Exchange2019-11-07T00:00:00-08:002019-11-07T00:00:00-08:002019-24255Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24255.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24254.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change Regarding the Applicability and Functionality of Certain Order Types on the Exchange2019-11-07T00:00:00-08:002019-11-07T00:00:00-08:002019-24254Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24254.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24253.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders2019-11-07T00:00:00-08:002019-11-07T00:00:00-08:002019-24253Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24253.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24252.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-0362019-11-07T00:00:00-08:002019-11-07T00:00:00-08:002019-24252Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24252.pdf