<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/07?registers=between Sat, 04 May 2024 17:27:03 -0700 Sat, 04 May 2024 17:27:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/07?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24376.html https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24376.html Thu, 07 Nov 2019 00:00:00 -0800 2019-24376 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24376.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24357.html https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24357.html Thu, 07 Nov 2019 00:00:00 -0800 2019-24357 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24357.pdf Notice - SEC Small Business Capital Formation Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24314.html https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24314.html Thu, 07 Nov 2019 00:00:00 -0800 2019-24314 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24314.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 4120 and 4753 https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24257.html https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24257.html Thu, 07 Nov 2019 00:00:00 -0800 2019-24257 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24257.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Allow Certain Flexible Exchange Equity Options To Be Cash Settled https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24256.html https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24256.html Thu, 07 Nov 2019 00:00:00 -0800 2019-24256 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24256.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding the Applicability and Functionality of Certain Order Types on the Exchange https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24255.html https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24255.html Thu, 07 Nov 2019 00:00:00 -0800 2019-24255 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24255.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change Regarding the Applicability and Functionality of Certain Order Types on the Exchange https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24254.html https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24254.html Thu, 07 Nov 2019 00:00:00 -0800 2019-24254 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24254.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24253.html https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24253.html Thu, 07 Nov 2019 00:00:00 -0800 2019-24253 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24253.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24252.html https://regulations.justia.com/regulations/fedreg/2019/11/07/2019-24252.html Thu, 07 Nov 2019 00:00:00 -0800 2019-24252 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-07/pdf/2019-24252.pdf