<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/05?registers=between Mon, 23 Dec 2024 00:38:16 -0800 Mon, 23 Dec 2024 00:38:16 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/05?registers=between Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Revisions to the Content Outline for the Municipal Advisor Principal Qualification Examination and Its Associated Selection Specifications for the Examination https://regulations.justia.com/regulations/fedreg/2019/11/05/2019-24090.html https://regulations.justia.com/regulations/fedreg/2019/11/05/2019-24090.html Tue, 05 Nov 2019 00:00:00 -0800 2019-24090 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-05/pdf/2019-24090.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule To Eliminate Market Data Revenue Rebates https://regulations.justia.com/regulations/fedreg/2019/11/05/2019-24089.html https://regulations.justia.com/regulations/fedreg/2019/11/05/2019-24089.html Tue, 05 Nov 2019 00:00:00 -0800 2019-24089 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-05/pdf/2019-24089.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the iShares California Short Maturity Muni Bond ETF of the iShares U.S. ETF Trust Under Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2019/11/05/2019-24088.html https://regulations.justia.com/regulations/fedreg/2019/11/05/2019-24088.html Tue, 05 Nov 2019 00:00:00 -0800 2019-24088 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-05/pdf/2019-24088.pdf