<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/04?registers=between Sun, 22 Dec 2024 23:27:46 -0800 Sun, 22 Dec 2024 23:27:46 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/04?registers=between Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Order Declaring Effective a Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2019/11/04/2019-23977.html https://regulations.justia.com/regulations/fedreg/2019/11/04/2019-23977.html Mon, 04 Nov 2019 00:00:00 -0800 2019-23977 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-04/pdf/2019-23977.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 17, the Exchange's Kill Switch Risk Protection https://regulations.justia.com/regulations/fedreg/2019/11/04/2019-23976.html https://regulations.justia.com/regulations/fedreg/2019/11/04/2019-23976.html Mon, 04 Nov 2019 00:00:00 -0800 2019-23976 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-04/pdf/2019-23976.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 17, the Exchange's Kill Switch Risk Protection https://regulations.justia.com/regulations/fedreg/2019/11/04/2019-23975.html https://regulations.justia.com/regulations/fedreg/2019/11/04/2019-23975.html Mon, 04 Nov 2019 00:00:00 -0800 2019-23975 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-04/pdf/2019-23975.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 17, the Exchange's Kill Switch Risk Protection https://regulations.justia.com/regulations/fedreg/2019/11/04/2019-23974.html https://regulations.justia.com/regulations/fedreg/2019/11/04/2019-23974.html Mon, 04 Nov 2019 00:00:00 -0800 2019-23974 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-04/pdf/2019-23974.pdf