<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/01?registers=between Tue, 15 Jul 2025 05:12:43 -0700 Tue, 15 Jul 2025 05:12:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/01?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-24053.html https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-24053.html Fri, 01 Nov 2019 00:00:00 -0700 2019-24053 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-24053.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-24051.html https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-24051.html Fri, 01 Nov 2019 00:00:00 -0700 2019-24051 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-24051.pdf Notice - OSI ETF Trust and O'Shares Investment Advisers, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23940.html https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23940.html Fri, 01 Nov 2019 00:00:00 -0700 2019-23940 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-23940.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23862.html https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23862.html Fri, 01 Nov 2019 00:00:00 -0700 2019-23862 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-23862.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) To Make Substantive, Organizational and Terminology Changes, as Modified by Partial Amendment No. 1 https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23861.html https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23861.html Fri, 01 Nov 2019 00:00:00 -0700 2019-23861 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-23861.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting the Continued Listing and Trading of the WisdomTree Emerging Markets Multifactor Fund and the WisdomTree International Multifactor Fund https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23859.html https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23859.html Fri, 01 Nov 2019 00:00:00 -0700 2019-23859 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-23859.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Changes to Investments of the First Trust TCW Unconstrained Plus Bond ETF https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23858.html https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23858.html Fri, 01 Nov 2019 00:00:00 -0700 2019-23858 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-23858.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23857.html https://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23857.html Fri, 01 Nov 2019 00:00:00 -0700 2019-23857 Notice https://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-23857.pdf