Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/11/01?limit=200®isters=between&mode=atom2024-12-22T23:32:54-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/11/01/2019-24053.htmlNotice - Sunshine Act Meetings2019-11-01T00:00:00-07:002019-11-01T00:00:00-07:002019-24053Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-24053.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/01/2019-24051.htmlNotice - Sunshine Act Meetings2019-11-01T00:00:00-07:002019-11-01T00:00:00-07:002019-24051Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-24051.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23940.htmlNotice - OSI ETF Trust and O'Shares Investment Advisers, LLC; Notice of Application2019-11-01T00:00:00-07:002019-11-01T00:00:00-07:002019-23940Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-23940.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23862.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc.2019-11-01T00:00:00-07:002019-11-01T00:00:00-07:002019-23862Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-23862.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23861.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) To Make Substantive, Organizational and Terminology Changes, as Modified by Partial Amendment No. 12019-11-01T00:00:00-07:002019-11-01T00:00:00-07:002019-23861Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-23861.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23859.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting the Continued Listing and Trading of the WisdomTree Emerging Markets Multifactor Fund and the WisdomTree International Multifactor Fund2019-11-01T00:00:00-07:002019-11-01T00:00:00-07:002019-23859Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-23859.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23858.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Changes to Investments of the First Trust TCW Unconstrained Plus Bond ETF2019-11-01T00:00:00-07:002019-11-01T00:00:00-07:002019-23858Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-23858.pdfhttps://regulations.justia.com/regulations/fedreg/2019/11/01/2019-23857.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule2019-11-01T00:00:00-07:002019-11-01T00:00:00-07:002019-23857Noticehttps://www.govinfo.gov/content/pkg/FR-2019-11-01/pdf/2019-23857.pdf