<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/30?registers=between Thu, 26 Jun 2025 06:04:07 -0700 Thu, 26 Jun 2025 06:04:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/30?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23773.html https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23773.html Wed, 30 Oct 2019 00:00:00 -0700 2019-23773 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-30/pdf/2019-23773.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Price List Related to Co-Location Services To Offer Access to a Network Providing Connection to the Three Equities and Options Feeds https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23657.html https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23657.html Wed, 30 Oct 2019 00:00:00 -0700 2019-23657 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-30/pdf/2019-23657.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Equities and Options Fee Schedules Related to Co-Location Services To Offer Access to a Network Providing Connection to the Three Equities and Options Feeds https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23656.html https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23656.html Wed, 30 Oct 2019 00:00:00 -0700 2019-23656 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-30/pdf/2019-23656.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Options and Equities Fee Schedules Related to Co-Location Services To Offer Access to a Network Providing Connection to the Three Equities and Options Feeds https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23655.html https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23655.html Wed, 30 Oct 2019 00:00:00 -0700 2019-23655 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-30/pdf/2019-23655.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Price List Related to Co-Location Services To Offer Access to a Network Providing Connection to the Three Equities and Options Feeds https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23654.html https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23654.html Wed, 30 Oct 2019 00:00:00 -0700 2019-23654 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-30/pdf/2019-23654.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Require Confirmation of Cybersecurity Program https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23650.html https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23650.html Wed, 30 Oct 2019 00:00:00 -0700 2019-23650 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-30/pdf/2019-23650.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Require Confirmation of Cybersecurity Program https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23632.html https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23632.html Wed, 30 Oct 2019 00:00:00 -0700 2019-23632 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-30/pdf/2019-23632.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Require Confirmation of Cybersecurity Program https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23629.html https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23629.html Wed, 30 Oct 2019 00:00:00 -0700 2019-23629 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-30/pdf/2019-23629.pdf Proposed Rule - Amendments to Procedures With Respect to Applications Under the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23082.html https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-23082.html Wed, 30 Oct 2019 00:00:00 -0700 2019-23082 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-10-30/pdf/2019-23082.pdf Proposed Rule - Publication or Submission of Quotations Without Specified Information https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-21260.html https://regulations.justia.com/regulations/fedreg/2019/10/30/2019-21260.html Wed, 30 Oct 2019 00:00:00 -0700 2019-21260 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-10-30/pdf/2019-21260.pdf