<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/29?registers=between Sun, 22 Dec 2024 17:43:02 -0800 Sun, 22 Dec 2024 17:43:02 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/29?registers=between Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23607.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23607.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23607 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23607.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23602.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23602.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23602 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23602.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23601.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23601.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23601 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23601.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23600.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23600.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23600 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23600.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23599.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23599.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23599 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23599.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23598.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23598.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23598 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23598.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23597.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23597.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23597 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23597.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23596.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23596.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23596 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23596.pdf Notice - MassMutual Select Funds, et al. https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23554.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23554.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23554 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23554.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of a Proposed Rule Change Relating to the Updated 2018 Version of the Recovery Plan https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23552.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23552.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23552 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23552.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to Proposed Changes to the Options Clearing Corporation's Rules, Margin Policy, Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology To Address Specific Wrong-Way Risk https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23551.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23551.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23551 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23551.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to Proposed Changes to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23550.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23550.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23550 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23550.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Investments of the Janus Henderson Mortgage-Backed Securities ETF Currently Listed and Traded on the Exchange Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23549.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23549.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23549 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23549.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 4121 https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23548.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23548.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23548 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23548.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Maker Plus Program https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23547.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23547.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23547 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23547.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the NYSE Chicago BBO, NYSE Chicago Trades and NYSE Chicago Integrated Feed Market Data Feeds https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23546.html https://regulations.justia.com/regulations/fedreg/2019/10/29/2019-23546.html Tue, 29 Oct 2019 00:00:00 -0700 2019-23546 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-29/pdf/2019-23546.pdf