<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/28?registers=between Mon, 21 Jul 2025 18:23:40 -0700 Mon, 21 Jul 2025 18:23:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/28?registers=between Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23428.html https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23428.html Mon, 28 Oct 2019 00:00:00 -0700 2019-23428 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23428.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Amend NYSE Arca Rule 5.2-E(j)(3) To Adopt Generic Listing Standards for Investment Company Units Based on an Index or Portfolio of Municipal Securities https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23427.html https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23427.html Mon, 28 Oct 2019 00:00:00 -0700 2019-23427 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23427.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23426.html https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23426.html Mon, 28 Oct 2019 00:00:00 -0700 2019-23426 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23426.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period To Permit the Listing and Trading of Options Based on 1/5 https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23425.html https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23425.html Mon, 28 Oct 2019 00:00:00 -0700 2019-23425 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23425.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility for Complex Order Transactions https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23424.html https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23424.html Mon, 28 Oct 2019 00:00:00 -0700 2019-23424 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23424.pdf