Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/28?limit=200&registers=between&mode=atom 2024-12-22T20:47:44-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23428.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program 2019-10-28T00:00:00-07:00 2019-10-28T00:00:00-07:00 2019-23428 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23428.pdf https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23427.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Amend NYSE Arca Rule 5.2-E(j)(3) To Adopt Generic Listing Standards for Investment Company Units Based on an Index or Portfolio of Municipal Securities 2019-10-28T00:00:00-07:00 2019-10-28T00:00:00-07:00 2019-23427 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23427.pdf https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23426.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program 2019-10-28T00:00:00-07:00 2019-10-28T00:00:00-07:00 2019-23426 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23426.pdf https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23425.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period To Permit the Listing and Trading of Options Based on 1/5 2019-10-28T00:00:00-07:00 2019-10-28T00:00:00-07:00 2019-23425 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23425.pdf https://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23424.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility for Complex Order Transactions 2019-10-28T00:00:00-07:00 2019-10-28T00:00:00-07:00 2019-23424 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23424.pdf