Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/28?limit=200®isters=between&mode=atom2024-12-22T20:47:44-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23428.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program2019-10-28T00:00:00-07:002019-10-28T00:00:00-07:002019-23428Noticehttps://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23428.pdfhttps://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23427.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Amend NYSE Arca Rule 5.2-E(j)(3) To Adopt Generic Listing Standards for Investment Company Units Based on an Index or Portfolio of Municipal Securities2019-10-28T00:00:00-07:002019-10-28T00:00:00-07:002019-23427Noticehttps://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23427.pdfhttps://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23426.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program2019-10-28T00:00:00-07:002019-10-28T00:00:00-07:002019-23426Noticehttps://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23426.pdfhttps://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23425.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period To Permit the Listing and Trading of Options Based on 1/52019-10-28T00:00:00-07:002019-10-28T00:00:00-07:002019-23425Noticehttps://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23425.pdfhttps://regulations.justia.com/regulations/fedreg/2019/10/28/2019-23424.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility for Complex Order Transactions2019-10-28T00:00:00-07:002019-10-28T00:00:00-07:002019-23424Noticehttps://www.govinfo.gov/content/pkg/FR-2019-10-28/pdf/2019-23424.pdf