<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/25?registers=between Mon, 21 Jul 2025 18:54:19 -0700 Mon, 21 Jul 2025 18:54:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/25?registers=between Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule, at Equity 7, Section 118(a) https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23277.html https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23277.html Fri, 25 Oct 2019 00:00:00 -0700 2019-23277 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-25/pdf/2019-23277.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2020 https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23271.html https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23271.html Fri, 25 Oct 2019 00:00:00 -0700 2019-23271 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-25/pdf/2019-23271.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on April 20, 2020 https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23270.html https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23270.html Fri, 25 Oct 2019 00:00:00 -0700 2019-23270 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-25/pdf/2019-23270.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on April 20, 2020 https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23269.html https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23269.html Fri, 25 Oct 2019 00:00:00 -0700 2019-23269 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-25/pdf/2019-23269.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend and Consolidate Various Exchange Rules Relating to Trading Permit Holder Membership, Registration and Participants and Move Those Rules From the Currently Effective Rulebook to Proposed Chapter 3 of the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23265.html https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23265.html Fri, 25 Oct 2019 00:00:00 -0700 2019-23265 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-25/pdf/2019-23265.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, Interpretation and Policy .01, and Exchange Rule 530, Limit Up-Limit Down https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23262.html https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23262.html Fri, 25 Oct 2019 00:00:00 -0700 2019-23262 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-25/pdf/2019-23262.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule IM-7170-1, To Make Permanent the Exchange Rule That Is Linked to the Equity Market Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23261.html https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23261.html Fri, 25 Oct 2019 00:00:00 -0700 2019-23261 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-25/pdf/2019-23261.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Off-Floor Position Transfers https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23260.html https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23260.html Fri, 25 Oct 2019 00:00:00 -0700 2019-23260 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-25/pdf/2019-23260.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23259.html https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23259.html Fri, 25 Oct 2019 00:00:00 -0700 2019-23259 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-25/pdf/2019-23259.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23258.html https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23258.html Fri, 25 Oct 2019 00:00:00 -0700 2019-23258 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-25/pdf/2019-23258.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23257.html https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23257.html Fri, 25 Oct 2019 00:00:00 -0700 2019-23257 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-25/pdf/2019-23257.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23256.html https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23256.html Fri, 25 Oct 2019 00:00:00 -0700 2019-23256 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-25/pdf/2019-23256.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23255.html https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23255.html Fri, 25 Oct 2019 00:00:00 -0700 2019-23255 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-25/pdf/2019-23255.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23254.html https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23254.html Fri, 25 Oct 2019 00:00:00 -0700 2019-23254 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-25/pdf/2019-23254.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2020 https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23253.html https://regulations.justia.com/regulations/fedreg/2019/10/25/2019-23253.html Fri, 25 Oct 2019 00:00:00 -0700 2019-23253 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-25/pdf/2019-23253.pdf