<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/23?registers=between Sun, 05 May 2024 09:06:04 -0700 Sun, 05 May 2024 09:06:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/23?registers=between Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23191.html https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23191.html Wed, 23 Oct 2019 00:00:00 -0700 2019-23191 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-23/pdf/2019-23191.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Adopt Rule 6.9 (In-Kind Exchange of Options Positions and ETF Shares) https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23059.html https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23059.html Wed, 23 Oct 2019 00:00:00 -0700 2019-23059 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-23/pdf/2019-23059.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23058.html https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23058.html Wed, 23 Oct 2019 00:00:00 -0700 2019-23058 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-23/pdf/2019-23058.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule To Modify Certain Processes and Requirements Relating to the Submission of Rebate Requests https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23057.html https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23057.html Wed, 23 Oct 2019 00:00:00 -0700 2019-23057 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-23/pdf/2019-23057.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Minor Amendments to and Relocate Certain Rules Related to the Listing of Index Options (Including Binary and Range Options) From the Currently Effective Rulebook to Proposed Chapter 4, Section B of the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23056.html https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23056.html Wed, 23 Oct 2019 00:00:00 -0700 2019-23056 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-23/pdf/2019-23056.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23055.html https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23055.html Wed, 23 Oct 2019 00:00:00 -0700 2019-23055 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-23/pdf/2019-23055.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23054.html https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23054.html Wed, 23 Oct 2019 00:00:00 -0700 2019-23054 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-23/pdf/2019-23054.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Futures and Options Risk Procedures (the “F&O Risk Procedures”).1 https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23053.html https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23053.html Wed, 23 Oct 2019 00:00:00 -0700 2019-23053 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-23/pdf/2019-23053.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Add an Additional Step Up Credit Tier https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23052.html https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23052.html Wed, 23 Oct 2019 00:00:00 -0700 2019-23052 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-23/pdf/2019-23052.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Permit the Exchange To List and Trade Exchange Traded Products https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23051.html https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23051.html Wed, 23 Oct 2019 00:00:00 -0700 2019-23051 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-23/pdf/2019-23051.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Requirements for the Nasdaq Capital and Global Markets Applicable to Direct Listings https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23050.html https://regulations.justia.com/regulations/fedreg/2019/10/23/2019-23050.html Wed, 23 Oct 2019 00:00:00 -0700 2019-23050 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-23/pdf/2019-23050.pdf