<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/21?registers=between Sun, 22 Dec 2024 17:49:36 -0800 Sun, 22 Dec 2024 17:49:36 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/21?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22962.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22962.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22962 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22962.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22961.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22961.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22961 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22961.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and To List and Trade Shares of the United States Bitcoin and Treasury Investment Trust Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22884.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22884.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22884 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22884.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22841.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22841.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22841 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22841.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22839.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22839.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22839 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22839.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule in Connection With Migration https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22838.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22838.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22838 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22838.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.280 To Extend the Pilot Period for the Market-Wide Circuit Breaker to the Close of Business on October 18, 2020 and To Clarify That the Remaining Parts of Rule 11.280 Are Not Subject to Any Pilot Period https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22837.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22837.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22837 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22837.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Institute a Derived Data API Service https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22836.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22836.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22836 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22836.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Move Certain Rules in Chapter XXI of the Currently Effective Rulebook to Proposed Section F of Chapter 4 of the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22835.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22835.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22835 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22835.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22834.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22834.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22834 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22834.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BYX Rules 15.1(a) and (c) https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22833.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22833.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22833 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22833.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 14.11(c) (Index Fund Shares) To Adopt Generic Listing Standards for Index Fund Shares Based on an Index of Municipal Securities https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22832.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22832.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22832 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22832.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22831.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22831.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22831 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22831.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22830.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22830.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22830 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22830.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXVIII of the Currently Effective Rulebook to Proposed Section D of Chapter 4 of the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22829.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22829.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22829 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22829.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22828.html https://regulations.justia.com/regulations/fedreg/2019/10/21/2019-22828.html Mon, 21 Oct 2019 00:00:00 -0700 2019-22828 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-21/pdf/2019-22828.pdf