<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/15?registers=between Thu, 26 Jun 2025 20:08:31 -0700 Thu, 26 Jun 2025 20:08:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/15?registers=between Notice - Fixed Income Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22433.html https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22433.html Tue, 15 Oct 2019 00:00:00 -0700 2019-22433 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22433.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 1, Concerning a Proposed Capital Management Policy That Would Support the Options Clearing Corporation's Function as a Systemically Important Financial Market Utility https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22392.html https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22392.html Tue, 15 Oct 2019 00:00:00 -0700 2019-22392 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22392.pdf Notice - Asset Management Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22391.html https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22391.html Tue, 15 Oct 2019 00:00:00 -0700 2019-22391 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22391.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend and Restate the MSRB's August 2, 2012 Interpretive Notice Concerning the Application of Rule G-17 to Underwriters of Municipal Securities https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22388.html https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22388.html Tue, 15 Oct 2019 00:00:00 -0700 2019-22388 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22388.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22387.html https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22387.html Tue, 15 Oct 2019 00:00:00 -0700 2019-22387 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22387.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22386.html https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22386.html Tue, 15 Oct 2019 00:00:00 -0700 2019-22386 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22386.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning a Proposed Capital Management Policy That Would Support the Options Clearing Corporation's Function as a Systemically Important Financial Market Utility https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22385.html https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22385.html Tue, 15 Oct 2019 00:00:00 -0700 2019-22385 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22385.pdf Rule - Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital and Segregation Requirements for Broker-Dealers; Correction https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22053.html https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22053.html Tue, 15 Oct 2019 00:00:00 -0700 2019-22053 Rule https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22053.pdf