Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/15?limit=200®isters=between&mode=atom2025-01-11T02:34:30-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22433.htmlNotice - Fixed Income Market Structure Advisory Committee2019-10-15T00:00:00-07:002019-10-15T00:00:00-07:002019-22433Noticehttps://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22433.pdfhttps://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22392.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 1, Concerning a Proposed Capital Management Policy That Would Support the Options Clearing Corporation's Function as a Systemically Important Financial Market Utility2019-10-15T00:00:00-07:002019-10-15T00:00:00-07:002019-22392Noticehttps://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22392.pdfhttps://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22391.htmlNotice - Asset Management Advisory Committee2019-10-15T00:00:00-07:002019-10-15T00:00:00-07:002019-22391Noticehttps://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22391.pdfhttps://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22388.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend and Restate the MSRB's August 2, 2012 Interpretive Notice Concerning the Application of Rule G-17 to Underwriters of Municipal Securities2019-10-15T00:00:00-07:002019-10-15T00:00:00-07:002019-22388Noticehttps://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22388.pdfhttps://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22387.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fees Schedule2019-10-15T00:00:00-07:002019-10-15T00:00:00-07:002019-22387Noticehttps://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22387.pdfhttps://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22386.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fees Schedule2019-10-15T00:00:00-07:002019-10-15T00:00:00-07:002019-22386Noticehttps://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22386.pdfhttps://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22385.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning a Proposed Capital Management Policy That Would Support the Options Clearing Corporation's Function as a Systemically Important Financial Market Utility2019-10-15T00:00:00-07:002019-10-15T00:00:00-07:002019-22385Noticehttps://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22385.pdfhttps://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22053.htmlRule - Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital and Segregation Requirements for Broker-Dealers; Correction2019-10-15T00:00:00-07:002019-10-15T00:00:00-07:002019-22053Rulehttps://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22053.pdf