Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/15?limit=200&registers=between&mode=atom 2024-05-07T08:49:35-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22433.html Notice - Fixed Income Market Structure Advisory Committee 2019-10-15T00:00:00-07:00 2019-10-15T00:00:00-07:00 2019-22433 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22433.pdf https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22392.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 1, Concerning a Proposed Capital Management Policy That Would Support the Options Clearing Corporation's Function as a Systemically Important Financial Market Utility 2019-10-15T00:00:00-07:00 2019-10-15T00:00:00-07:00 2019-22392 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22392.pdf https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22391.html Notice - Asset Management Advisory Committee 2019-10-15T00:00:00-07:00 2019-10-15T00:00:00-07:00 2019-22391 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22391.pdf https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22388.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend and Restate the MSRB's August 2, 2012 Interpretive Notice Concerning the Application of Rule G-17 to Underwriters of Municipal Securities 2019-10-15T00:00:00-07:00 2019-10-15T00:00:00-07:00 2019-22388 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22388.pdf https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22387.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fees Schedule 2019-10-15T00:00:00-07:00 2019-10-15T00:00:00-07:00 2019-22387 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22387.pdf https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22386.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fees Schedule 2019-10-15T00:00:00-07:00 2019-10-15T00:00:00-07:00 2019-22386 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22386.pdf https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22385.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning a Proposed Capital Management Policy That Would Support the Options Clearing Corporation's Function as a Systemically Important Financial Market Utility 2019-10-15T00:00:00-07:00 2019-10-15T00:00:00-07:00 2019-22385 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22385.pdf https://regulations.justia.com/regulations/fedreg/2019/10/15/2019-22053.html Rule - Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital and Segregation Requirements for Broker-Dealers; Correction 2019-10-15T00:00:00-07:00 2019-10-15T00:00:00-07:00 2019-22053 Rule https://www.govinfo.gov/content/pkg/FR-2019-10-15/pdf/2019-22053.pdf