<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/10?registers=between Tue, 30 Apr 2024 06:52:10 -0700 Tue, 30 Apr 2024 06:52:10 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/10/10?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22222.html https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22222.html Thu, 10 Oct 2019 00:00:00 -0700 2019-22222 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-10/pdf/2019-22222.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rules Regarding the Automated Improvement Mechanism and Solicitation Auction Mechanism for Flexible Exchange Options, and Move Those Rules From the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22157.html https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22157.html Thu, 10 Oct 2019 00:00:00 -0700 2019-22157 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-10/pdf/2019-22157.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Move Rule 10.2 and the Rules in Chapter XVI of the Currently Effective Rulebook, Which Governs the Summary Suspension of Trading Permit Holders, to Proposed Chapter 12 of the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22149.html https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22149.html Thu, 10 Oct 2019 00:00:00 -0700 2019-22149 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-10/pdf/2019-22149.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection To Advance Notice To Amend the GSD Rulebook To Establish a Process To Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22147.html https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22147.html Thu, 10 Oct 2019 00:00:00 -0700 2019-22147 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-10/pdf/2019-22147.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules in Connection With Market-Makers in the Shell Rulebook https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22146.html https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22146.html Thu, 10 Oct 2019 00:00:00 -0700 2019-22146 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-10/pdf/2019-22146.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amendments to the ICC Clearing Rules To Address Non-Default Losses https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22145.html https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22145.html Thu, 10 Oct 2019 00:00:00 -0700 2019-22145 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-10/pdf/2019-22145.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rules Regarding the Trading of Flexible Exchange Options, and Move Those Rules From the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22144.html https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22144.html Thu, 10 Oct 2019 00:00:00 -0700 2019-22144 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-10/pdf/2019-22144.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22143.html https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22143.html Thu, 10 Oct 2019 00:00:00 -0700 2019-22143 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-10/pdf/2019-22143.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Establish a Corporate Bond New Issue Reference Data Service and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Corporate Bond New Issue Reference Data Service https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22142.html https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22142.html Thu, 10 Oct 2019 00:00:00 -0700 2019-22142 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-10/pdf/2019-22142.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX's Rulebook and By-Laws https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22141.html https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22141.html Thu, 10 Oct 2019 00:00:00 -0700 2019-22141 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-10/pdf/2019-22141.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Nasdaq Official Closing Price for Nasdaq-Listed Exchange-Traded Products https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22140.html https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22140.html Thu, 10 Oct 2019 00:00:00 -0700 2019-22140 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-10/pdf/2019-22140.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Minor Updates and Consolidate Various Exchange Rules in Connection With Trading Permit Holder Registration and With Doing Business With the Public, and Move Those Rules From the Currently Effective Rulebook to Proposed Chapter 9 and, in Part, Chapter 3 of the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22139.html https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22139.html Thu, 10 Oct 2019 00:00:00 -0700 2019-22139 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-10/pdf/2019-22139.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Minor Updates and Consolidate Various Exchange Rules in Connection Generally With Options Trading on the Exchange, Including Those Regarding Trading Halts and the Plan To Address Extraordinary Market Volatility, and Move Those Rules From the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22138.html https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22138.html Thu, 10 Oct 2019 00:00:00 -0700 2019-22138 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-10/pdf/2019-22138.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To Amend NYSE Arca Rule 8.700-E and To List and Trade Shares of the Dynamic Short Short-Term Volatility Futures ETF https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22137.html https://regulations.justia.com/regulations/fedreg/2019/10/10/2019-22137.html Thu, 10 Oct 2019 00:00:00 -0700 2019-22137 Notice https://www.govinfo.gov/content/pkg/FR-2019-10-10/pdf/2019-22137.pdf